One Asia Securities Co.,Ltd.
03-6273-4201

Company Profile

We aim to be a trusted company with deep gratitude towards our customers.

COMPANY PROFILE

Company Overview

Company Name One Asia Securities Co., Ltd.
One Asia Securities Co., Ltd.
> Corporate Overview (English)
Head Office 〒102-0073
1-6-4 Kudan Kita, Chiyoda-ku, Tokyo, Nisshin Building 3F
Representative Phone Number 03-6273-4201
FAX Number 03-6273-4441
Capital 100 million yen (as of October 3, 2022)
President and CEO Takahiro Arai
Number of Employees 24 employees
Established February 14, 2001
Fiscal Year-End End of March
Main Business Financial Instruments Business
Registration Number Kanto Finance Bureau (Kinsho) No. 201
Affiliated Associations Japan Securities Dealers Association
Japan Investor Protection Fund (Fund No. 291)
Designated Dispute Resolution Organization Non-profit Organization: Securities & Financial Products Mediation and Consultation Center
Bank Partners Sumitomo Mitsui Banking Corporation Kyobashi Branch
Mitsubishi UFJ Bank Shinjuku-Tsuji Branch
PHILOSOPHY

Management Philosophy

    1 : Gratitude and Trust

    We always have deep gratitude towards our customers and aim to be a trusted company.

    2 : Fairness and Integrity

    We always strive to act fairly and with integrity.

    3 : Global Perspective and Personal Approach

    We offer personal advice with a global perspective.

    4 : Respect for Individuals and Social Responsibility

    We respect the dignity of individuals and fulfill our social responsibilities.

SOLICITATION POLICY

Solicitation Policy

We disclose our solicitation policy that defines our specific approach to sales, aimed at proposing financial products beneficial to our customers.

  1. We maintain a "customer card" containing the customer's name, address, investment objectives, asset status, and investment experience, based on which we strive to provide investment proposals that meet the customer's intentions and actual situation.
  2. We prioritize maintaining customer trust, comply with laws and regulations, and conduct solicitations accordingly.
  3. We do not engage in solicitation during inconvenient hours and will stop if it causes any inconvenience. Customers can contact the responsible officer if needed.
  4. We conduct internal training for employees to ensure no inappropriate solicitation occurs.
  5. We strive to provide appropriate information so that transactions are made at the customer's discretion and responsibility.
  6. If the solicitation is deemed unsuitable, it will be immediately discontinued.
  7. If you have any concerns, please contact our compliance department (phone: 03-6273-4391).

One Asia Securities Co., Ltd.
President and CEO Takahiro Arai