About Fees and Other Costs

• There are no account management fees for holding listed securities, money, or foreign securities (excluding yen-denominated bonds and foreign investment trusts) in our account.

This Contract is Not Subject to Cooling-Off

• This contract is not subject to the provisions of Article 37-6 of the Financial Instruments and Exchange Act.

Overview of the Contract for Deposit, Bookkeeping, and Transfer of Money and Securities

Our company will hold money and securities required for securities transactions separately from our assets in compliance with the law. Additionally, for securities that do not issue certificates, we will handle bookkeeping and transfers in accordance with the law, keeping them separate from our assets.

Overview of the Financial Instruments Business Our Company Performs

Our company primarily engages in the Type I Financial Instruments Business as stipulated in Article 28, Paragraph 1 of the Financial Instruments and Exchange Act. We accept orders for the buying and selling of securities after setting up a securities trading account.

• When receiving your order, we will, as a rule, require the full or partial payment (advance payment) of the relevant transaction amount in advance.
• If the full advance payment is not made, the remaining amount must be paid by the agreed date with our company.

Termination Reasons for This Contract

This contract will be terminated if any of the following reasons listed in our securities transaction agreement apply:

• If the customer notifies us of the termination.
• If a reasonable period has passed without any remaining balance in the assets covered by this contract.
• If the customer does not agree to changes in our securities transaction agreement.

Overview of Our Company

Company Name	One Asia Securities Co., Ltd. Financial Instruments Business Operator Kanto Local Finance Bureau (Kinsho) No. 201
Headquarters	1-6-4 Kudan Kita, Chiyoda-ku, Tokyo, Nisshin Building 3F, 102-0073
Affiliated Association	Japan Securities Dealers Association
Designated Dispute Resolution Organization	NPO Securities and Financial Products Mediation Center (FINMAC)
Capital	100 million yen (as of October 3, 2022)
Main Business	Financial Instruments Business
Establishment Date	February 2001
Contact Information	03-6273-4201

Contact for Comments, Complaints, etc.

Office	One Asia Securities Co., Ltd.
Phone Number	03-6273-4201
Fax	03-6273-4202
Operating Hours	Weekdays 9:00 AM - 5:00 PM Closed on Saturdays, Sundays, and holidays